In a lawsuit, a client’s claims need to be monitored every step of the way. If an issue is revived in an appeal, an attorney must keep track of it and reinforce it at each new representation. If an attorney doesn’t continue to assert a claim, a court might think the party abandoned the issue and the court will not review it on appeal. Keeping these claims alive is not a major undertaking, but as Glenn E. Alphonse, Jr. learned in his recent case, even the slightest misstep in this area can make or break an outcome.
In 2010, Mr. Alphonse defaulted on his mortgage, so Arch Bay Holdings, LLC began foreclosure proceedings on his house. Alphonse filed a lawsuit against Arch Bay Holdings, LLC under the Louisiana Unfair Trade Practices Act (LUTPA) and Federal Debt Collection Practices Act (FDCPA). After various motions and appeals, the District Court dismissed Alphonse’s case. Alphonse appealed this ruling to the Fifth Circuit Court of Appeal.
A central issue to Alphonse’s appeal was whether federal question jurisdiction existed. Federal question jurisdiction allows a plaintiff to proceed with a case in federal court; it is what gives the official power to a court to make legal decisions and judgments. The Fifth Circuit first examined whether Alphonse waived his right to certain claims during the litigation of his case which gave rise to federal question jurisdiction. If Alphonse waived his rights to these claims then he waived his right to proceed under federal question jurisdiction. Waiver of Alphonse’s federal claims during the appeals process meant that those claims could not be brought before the District Court for consideration. Alphonse admitted that he waived some of his federal claims during the appeals process, but claimed that he left one claim intact and argued that he still possessed federal question jurisdiction.